Form 4 for PUBM PubMatic, Inc.
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-030379 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-17 | 2023-05-15 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +5,371 | 5,371 | New | $0 |
| DI | 2023-05-17 | 2023-05-15 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | G - Gift | $0.00 | -5,371 | 0 | -100% | $0 |
| DI | 2023-05-17 | 2023-05-15 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -5,371 | 510.9K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-15 | C | A | 5,371 | $0.00 | 5,371 | I See footnote | — | — | (F1) These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 2 | Common | Class A Common Stock | 2023-05-15 | G | D | 5,371 | $0.00 | 0 | I See footnote | — | — | (F1) These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 3 | Derivative | Class B Common Stock | 2023-05-15 | C | D | 5,371 | $0.00 | 510,913 | I See footnote | — · — to — | 5,371 Class A Common Stock | (F1) These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |