Form 4 for PNNT PENNANTPARK INVESTMENT CORP
Accepted 2023-05-18 00:00:00 ET · period of report 2023-05-17 · accession 0001209191-23-030472 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-05-18 | 2023-05-17 | PNNT | PENN ARTHUR H | COB, CEO, Dir, Investment Adviser | P - Purchase | $5.53 | +23.0K | 1.09M | +2% | +$127.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-17 | P | A | 23,000 | $5.53 | 1,089,423 | I By PennantPark Investment Advisers, LLC | — | — | (F1) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. |