Form 4 for ACLS AXCELIS TECHNOLOGIES INC
Accepted 2023-05-18 00:00:00 ET · period of report 2023-05-16 · accession 0001209191-23-030595 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-18 | 2023-05-18 | ACLS | PUMA MARY G | Executive COB, Dir | G - Gift | $0.00 | -4,778 | 315.6K | -1% | $0 | |
| M | 2023-05-18 | 2023-05-16+ | ACLS | PUMA MARY G | Executive COB, Dir | F - Tax | $133.81 | -4,662 | 329.0K | -1% | -$623.8K |
| 2023-05-18 | 2023-05-18 | ACLS | PUMA MARY G | Executive COB, Dir | S - Sale | $141.52 | -8,578 | 320.4K | -3% | -$1.21M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-18 | G | D | 4,778 | $0.00 | 315,630 | D | — | — | (F7) These shares of Common Stock were donated by the reporting person as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF. (F8) Of the shares held after this gift on May 18, 2023, 67,420 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| 2 | Common | Common Stock | 2023-05-16 | F | D | 2,330 | $129.92 | 332,218 | D | — | — | (F2) Represents the closing price of the common stock on the date of the tax withholding. (F1) These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. (F3) Of the shares held after this tax withholding forfeiture (and related vesting) on May 16, 2023, 74,706 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| 3 | Common | Common Stock | 2023-05-17 | F | D | 2,332 | $137.69 | 328,986 | D | — | — | (F2) Represents the closing price of the common stock on the date of the tax withholding. (F1) These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. (F4) Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| 4 | Common | Common Stock | 2023-05-18 | S | D | 8,578 | $141.52 | 320,408 | D | — | — | (F5) The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.45 to $141.60, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F6) Of the shares held after this sale on May 18, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |