Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-05-18 00:00:00 ET · period of report 2023-05-16 · accession 0001209191-23-030833 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-18 | 2023-05-16 | AMKR | CHURCHILL WINSTON J | Dir | M - OptEx | $0.00 | +8,809 | 23.2K | +61% | $0 |
| D | 2023-05-18 | 2023-05-16 | AMKR | CHURCHILL WINSTON J | Dir | A - Grant | $0.00 | +8,478 | 8,478 | New | $0 |
| D | 2023-05-18 | 2023-05-16 | AMKR | CHURCHILL WINSTON J | Dir | M - OptEx | $0.00 | -8,809 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-16 | M | A | 8,809 | $0.00 | 23,203 | D | — | — | (F1) On May 17, 2022, the Reporting Person was granted 8,706 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2022 RSUs"). In connection with the vesting of the 2022 RSUs on May 16, 2023: (i) 0.4075 of the 2022 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2022 RSUs, including 103 DEUs, converted into common stock of the Issuer on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-05-16 | A | A | 8,478 | $0.00 | 8,478 | D | — · — to — | 8,478 Common Stock | (F2) Represents shares of common stock underlying RSUs granted on May 16, 2023 (the "Grant Date") pursuant to the Plan (the "2023 RSUs"). Subject to the terms and conditions of the applicable award agreement, the 2023 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2023 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. |
| 3 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 8,809.41 | $0.00 | 0 | D | — · — to — | 8,809.41 Common Stock | (F1) On May 17, 2022, the Reporting Person was granted 8,706 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2022 RSUs"). In connection with the vesting of the 2022 RSUs on May 16, 2023: (i) 0.4075 of the 2022 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2022 RSUs, including 103 DEUs, converted into common stock of the Issuer on a one-for-one basis. |