Form 4 for ALGN Align Technology
Accepted 2023-05-19 00:00:00 ET · period of report 2023-05-17 · accession 0001209191-23-031129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-19 | 2023-05-17 | ALGN | LACOB JOSEPH | Dir | M - OptEx | $0.00 | +1,114 | 157.0K | +0.7% | $0 |
| D | 2023-05-19 | 2023-05-17 | ALGN | LACOB JOSEPH | Dir | M - OptEx | $0.00 | -1,114 | 0 | -100% | $0 |
| D | 2023-05-19 | 2023-05-17 | ALGN | LACOB JOSEPH | Dir | A - Grant | $0.00 | +1,029 | 1,029 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-17 | M | A | 1,114 | $0.00 | 156,994 | I By Trust | — | — | (F1) The shares are held directly by a trust for which the reporting person is trustee. |
| 2 | Derivative | Restricted Stock Unit | 2023-05-17 | M | D | 1,114 | $0.00 | 0 | D | $0.00 · — to — | 1,114 Common Stock | (F2) Represents par value of ALGN common stock. (F3) 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person. |
| 3 | Derivative | Restricted Stock Unit | 2023-05-17 | A | A | 1,029 | $0.00 | 1,029 | D | $0.00 · — to — | 1,029 Common Stock | (F2) Represents par value of ALGN common stock. (F4) 100% of the restricted stock unit granted on May 17, 2023 will become vested on the earlier of (i) May 17, 2024 or (i) the date of the 2024 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. |