Form 4 for SMRT SmartRent, Inc.
Accepted 2023-05-19 00:00:00 ET · period of report 2023-05-18 · accession 0001209191-23-031235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-19 | 2023-05-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.60 | -5,973 | 11.19M | -0.1% | -$21.5K |
| DM | 2023-05-19 | 2023-05-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +1,088 | 11.21M | +0.0% | — |
| DI | 2023-05-19 | 2023-05-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +833 | 11.6K | +8% | — |
| DI | 2023-05-19 | 2023-05-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.67 | -225 | 11.4K | -2% | -$825.75 |
| DM | 2023-05-19 | 2023-05-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -21.4K | 234.1K | -8% | $0 |
| DI | 2023-05-19 | 2023-05-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -833 | 31.8K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-18 | F | D | 3,138 | $3.67 | 11,202,537 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-19 | M | D | 10,176 | — | 11,192,361 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 3 | Common | Class A Common Stock | 2023-05-18 | M | A | 833 | — | 11,632 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 4 | Common | Class A Common Stock | 2023-05-18 | F | D | 225 | $3.67 | 11,407 | I | — | — | |
| 5 | Common | Class A Common Stock | 2023-05-18 | M | A | 11,264 | — | 11,205,675 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 6 | Common | Class A Common Stock | 2023-05-19 | F | D | 2,835 | $3.53 | 11,189,526 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-05-18 | M | D | 11,264 | $0.00 | 360,445 | D | — · — to — | 11,264 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The restricted stock units shall vest as follows: one-fourth shall vest on January 18, 2023 (the "Vesting Start Date"), with the remaining vesting in 1/48 equal installments on each monthly anniversary of the Vesting Start Date until vested in full, subject to continued employment. |
| 8 | Derivative | Restricted Stock Units | 2023-05-19 | M | D | 10,176 | $0.00 | 234,052 | D By Spouse | — · — to — | 10,176 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 9 | Derivative | Restricted Stock Units | 2023-05-18 | M | D | 833 | $0.00 | 31,779 | I | — · — to — | 833 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The restricted stock units shall vest as follows: one-fourth shall vest on January 18, 2023 (the "Vesting Start Date"), with the remaining vesting in 1/48 equal installments on each monthly anniversary of the Vesting Start Date until vested in full, subject to continued employment. |