Form 4 for GNW GENWORTH FINANCIAL INC

Accepted 2023-05-22 00:00:00 ET · period of report 2023-05-18 · accession 0001209191-23-031511 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-05-22	2023-05-18	GNW	HIGGINS MELINA E	Dir	A - Grant	$5.47	+49.3K	49.3K	New	+$269.9K
D	2023-05-22	2023-05-18	GNW	HIGGINS MELINA E	Dir	A - Grant	—	+6,371	311.2K	+2%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-05-18	A	A	49,342.11	$5.47	49,342.11	D	—	—	(F1) Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). (F2) Reflects the twenty-day average trading price per share of Class A Common Stock.
2	Derivative	Deferred Stock Units	2023-05-18	A	A	6,371.10	—	311,169.85	D	— · — to —	6,371.10 Class A Common Stock	(F4) The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472. (F3) Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.