Form 4 for RELL RICHARDSON ELECTRONICS, LTD.
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-19 · accession 0001209191-23-031651 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-23 | 2023-05-19 | RELL | PELOQUIN GREGORY J | EVP PMT | M - OptEx | $6.21 | +24.0K | 24.0K | New | +$149.1K |
| D | 2023-05-23 | 2023-05-19 | RELL | PELOQUIN GREGORY J | EVP PMT | S - Sale+OE | $17.98 | -24.0K | 0 | -100% | -$431.5K |
| DM | 2023-05-23 | 2023-05-19 | RELL | PELOQUIN GREGORY J | EVP PMT | M - OptEx | $0.00 | -24.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-19 | M | A | 15,000 | $6.90 | 15,000 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-19 | M | A | 5,400 | $5.61 | 20,400 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-19 | S | D | 24,000 | $17.98 | 0 | D | — | — | (F1) The price reported is the weighted average price of multiple trades at prices ranging from $17.90 to $18.31 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. |
| 4 | Common | Common Stock | 2023-05-19 | M | A | 3,600 | $4.26 | 24,000 | D | — | — | |
| 5 | Derivative | Employee Option (Right to Buy) | 2023-05-19 | M | D | 5,400 | $0.00 | 0 | D | $5.61 · 2019-07-22 to 2029-07-22 | 5,400 Common Stock | |
| 6 | Derivative | Employee Option (Right to Buy) | 2023-05-19 | M | D | 3,600 | $0.00 | 0 | D | $4.26 · 2020-07-21 to 2030-07-21 | 3,600 Common Stock | |
| 7 | Derivative | Employee Option (Right to Buy) | 2023-05-19 | M | D | 15,000 | $0.00 | 0 | D | $6.90 · 2016-10-03 to 2026-10-03 | 15,000 Common Stock |