Form 4 for HCI HCI Group, Inc.
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-19 · accession 0001209191-23-031662 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-05-23 | 2023-05-20 | HCI | Harmsworth James Mark | CFO | F - Tax | $55.66 | -425 | 0 | -100% | -$23.7K |
| M | 2023-05-23 | 2023-05-19+ | HCI | Harmsworth James Mark | CFO | S - Sale | $56.11 | -15.0K | 34.9K | -30% | -$841.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-20 | F | D | 212 | $55.66 | 875 | D | — | — | (F6) 212 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2023. (F7) Restricted stock grant of 3,500 shares effective 5/26/2020: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2021, May 20, 2022, May 20, 2023, and May 20, 2024. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/26/2020. |
| 2 | Common | Common Stock | 2023-05-20 | F | D | 213 | $55.66 | 0 | D | — | — | (F4) 213 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2023. (F5) Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019. |
| 3 | Common | Common Stock | 2023-05-19 | S | D | 5,037 | $56.38 | 43,531 | D | — | — | (F1) The reporting person is seeking to improve modestly the diversification of his investment holdings. (F3) The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.00 to $57.285 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2023-05-22 | S | D | 9,963 | $55.97 | 34,893 | D | — | — | (F1) The reporting person is seeking to improve modestly the diversification of his investment holdings. (F2) The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.75 to $57.160 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |