Form 4 for RIVN Rivian Automotive, Inc. / DE
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-19 · accession 0001209191-23-031757 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-23 | 2023-05-19 | RIVN | Baker Jeff | CAO | A - Grant | $11.45 | +879 | 137.0K | +0.6% | +$10.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-19 | A | A | 879 | $11.45 | 137,002 | D | — | — | (F1) The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Rivian Automotive, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") for the purchase period of November 21, 2022 through May 19, 2023 (the "Offering Period"). The acquisition of those 879 shares was also exempt pursuant to Rule 16b-3(c). (F2) The Offering Period ended on May 19, 2023, and the shares were acquired on the last business day of the Offering Period. (F3) In accordance with the ESPP, these shares were purchased at a price that represented 85% of the closing price of the Issuer's Class A Common Stock on May 19, 2023. |