Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2023-06-01 00:00:00 ET · period of report 2023-05-31 · accession 0001209191-23-033463 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-01 | 2023-05-31 | LEVI | JAFFE SETH | EVP, CLO | C - Cnv Deriv | $0.00 | +2,938 | 176.7K | +2% | $0 |
| D | 2023-06-01 | 2023-05-31 | LEVI | JAFFE SETH | EVP, CLO | S - Sale | $13.45 | -2,938 | 173.7K | -2% | -$39.5K |
| D | 2023-06-01 | 2023-05-31 | LEVI | JAFFE SETH | EVP, CLO | C - Cnv Deriv | $0.00 | -2,938 | 228.5K | -1% | $0 |
| D | 2023-06-01 | 2023-05-31 | LEVI | JAFFE SETH | EVP, CLO | D - Sale to Iss | $13.48 | -9,117 | 231.4K | -4% | -$122.9K |
| DM | 2023-06-01 | 2023-05-31 | LEVI | JAFFE SETH | EVP, CLO | M - OptEx | $3.45 | 0 | 96.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-31 | C | A | 2,938 | $0.00 | 176,670 | D | — | — | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2023-05-31 | S | D | 2,938 | $13.45 | 173,732 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2023-05-31 | C | D | 2,938 | $0.00 | 228,480 | D | — · — to — | 2,938 Class A Common Stock | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2023-05-31 | D | D | 9,117 | $13.48 | 231,418 | D | — · — to — | 9,117 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Class B Common Stock | 2023-05-31 | M | A | 12,055 | $6.90 | 240,535 | D | — · — to — | 12,055 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Stock Appreciation Rights | 2023-05-31 | M | D | 12,055 | $0.00 | 96,435 | D | $6.90 · — to 2024-02-01 | 12,055 Class B Common Stock | (F3) 100% of these stock appreciation rights are fully vested. |