Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2023-06-02 00:00:00 ET · period of report 2023-06-01 · accession 0001209191-23-033648 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-02 | 2023-06-01 | ASPN | Conte Kelley | SVP, HR | A - Grant | $0.00 | +14.7K | 128.2K | +13% | $0 |
| D | 2023-06-02 | 2023-06-01 | ASPN | Conte Kelley | SVP, HR | A - Grant | $0.00 | +67.5K | 67.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | A | A | 14,684 | $0.00 | 128,183 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. (F2) Represents 56,424 shares of Common Stock, 18,169 RSUs and 53,590 shares of Restricted Stock. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-06-01 | A | A | 67,537 | $0.00 | 67,537 | D | $6.81 · — to 2033-06-01 | 67,537 Common Stock | (F3) The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. |