Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2023-06-02 00:00:00 ET · period of report 2023-06-01 · accession 0001209191-23-033696 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-02 | 2023-06-01 | ASPN | Noetzel Mark L | Dir | A - Grant | $0.00 | +7,488 | 115.3K | +7% | $0 |
| D | 2023-06-02 | 2023-06-01 | ASPN | Noetzel Mark L | Dir | A - Grant | $0.00 | +7,712 | 7,712 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | A | A | 7,488 | $0.00 | 115,322 | D | — | — | (F1) The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024. |
| 2 | Derivative | Stock Option (Right-to-Buy) | 2023-06-01 | A | A | 7,712 | $0.00 | 7,712 | D | $6.81 · — to 2033-06-01 | 7,712 Common Stock | (F2) The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024. |