Form 4 for PUBM PubMatic, Inc.
Accepted 2023-06-02 00:00:00 ET · period of report 2023-05-31 · accession 0001209191-23-033809 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-02 | 2023-05-31 | PUBM | Shulman Yakov (Jacob) | Dir | M - OptEx | $0.00 | +8,065 | 8,065 | New | $0 |
| D | 2023-06-02 | 2023-05-31 | PUBM | Shulman Yakov (Jacob) | Dir | A - Grant | $0.00 | +9,971 | 9,971 | New | $0 |
| D | 2023-06-02 | 2023-05-31 | PUBM | Shulman Yakov (Jacob) | Dir | M - OptEx | $0.00 | -8,065 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-31 | M | A | 8,065 | $0.00 | 8,065 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-05-31 | A | A | 9,971 | $0.00 | 9,971 | D | — · — to — | 9,971 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F2) The RSUs vest in full on the earliest to occur of (a) the third anniversary of the Grant Date, (b) the Reporting Person's separation from service from the Issuer, and (c) a change in control of the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. (F3) RSUs do not expire; they either vest are are cancelled prior to vesting date. |
| 3 | Derivative | Restricted Stock Units | 2023-05-31 | M | D | 8,065 | $0.00 | 0 | D | — · — to — | 8,065 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. (F3) RSUs do not expire; they either vest are are cancelled prior to vesting date. |