Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001209191-23-034246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-05 | 2023-06-02 | ASPN | Johnson Virginia | CLO, GC, Sec | F - Tax | $7.24 | -583 | 75.5K | -0.8% | -$4,221 |
| D | 2023-06-05 | 2023-06-01 | ASPN | Johnson Virginia | CLO, GC, Sec | A - Grant | $0.00 | +16.5K | 76.1K | +28% | $0 |
| D | 2023-06-05 | 2023-06-01 | ASPN | Johnson Virginia | CLO, GC, Sec | A - Grant | $0.00 | +76.0K | 76.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-02 | F | D | 583 | $7.24 | 75,481 | D | — | — | (F2) Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. (F3) Represents 1,402 shares of Common Stock, 20,489 RSUs and 53,590 shares of Restricted Common Stock. |
| 2 | Common | Common Stock | 2023-06-01 | A | A | 16,519 | $0.00 | 76,064 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. |
| 3 | Derivative | Stock Options (Right to Buy) | 2023-06-01 | A | A | 75,979 | $0.00 | 75,979 | D | $6.81 · — to 2033-06-01 | 75,979 Common Stock | (F4) The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. |