Form 4 for NTAP NetApp
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001209191-23-034273 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-05 | 2023-06-01 | NTAP | Kurian George | CEO, Dir | F - Tax | $71.96 | -11.5K | 287.6K | -4% | -$825.1K |
| D | 2023-06-05 | 2023-06-01 | NTAP | Kurian George | CEO, Dir | M - OptEx | $0.00 | +23.1K | 299.0K | +8% | $0 |
| DM | 2023-06-05 | 2023-06-01 | NTAP | Kurian George | CEO, Dir | M - OptEx | $0.00 | -23.1K | 13.9K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-06-01 | F | D | 11,466 | $71.96 | 287,550 | D | — | — | |
| 2 | Common | Common shares | 2023-06-01 | M | A | 23,125 | $0.00 | 299,016 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-06-01 | M | D | 9,250 | $0.00 | 0 | D | $0.00 · 2020-06-01 to 2026-06-02 | 9,250 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2023-06-01 | M | D | 13,875 | $0.00 | 13,875 | D | $0.00 · 2021-06-01 to 2027-06-30 | 13,875 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. |