Form 4 for NTAP NetApp
Accepted 2023-06-05 00:00:00 ET · period of report 2023-05-31 · accession 0001209191-23-034275 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-05 | 2023-06-01 | NTAP | O'Callahan Elizabeth M | EVP, CLO | A - Grant | $0.00 | +2,250 | 15.9K | +16% | $0 |
| D | 2023-06-05 | 2023-06-01 | NTAP | O'Callahan Elizabeth M | EVP, CLO | F - Tax | $71.96 | -1,116 | 14.8K | -7% | -$80.3K |
| DM | 2023-06-05 | 2023-06-01 | NTAP | O'Callahan Elizabeth M | EVP, CLO | M - OptEx | $0.00 | -2,250 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-06-01 | A | A | 2,250 | $0.00 | 15,941 | D | — | — | (F1) Includes 221 shares purchased at $56.3975 per share under the NetApp Employee Stock Purchase Plan on May 31, 2023. |
| 2 | Common | Common shares | 2023-06-01 | F | D | 1,116 | $71.96 | 14,825 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-06-01 | M | D | 1,250 | $0.00 | 1,250 | D | $0.00 · 2021-06-01 to 2027-06-30 | 1,250 Common Stock | (F2) Restricted Stock Units convert into common stock on a one-for-one basis. (F4) On July 1, 2020, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021, and subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2023-06-01 | M | D | 1,000 | $0.00 | 0 | D | $0.00 · 2020-06-01 to 2026-06-02 | 1,000 Common Stock | (F2) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On June 3, 2019, the reporting person was granted 4,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020, and subject to continued service on each applicable vesting date. |