Form 4 for APG APi Group Corp
Accepted 2023-06-05 00:00:00 ET · period of report 2023-01-05 · accession 0001209191-23-034684 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-05 | 2023-01-09 | APG | LILLIE JAMES E | Dir | J - Other | $0.00 | +6,326 | 1.14M | +0.6% | $0 | |
| I | 2023-06-05 | 2023-01-05 | APG | LILLIE JAMES E | Dir | J - Other | $0.00 | -6,326 | 4.56M | -0.1% | $0 |
| MI | 2023-06-05 | 2023-06-01+ | APG | LILLIE JAMES E | Dir | S - Sale | $23.10 | -166.7K | 4.39M | -4% | -$3.85M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-09 | J | A | 6,326 | $0.00 | 1,135,989 | D By JTOO LLC | — | — | (F3) In connection with an estate planning transaction, the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, settled certain amounts owed to Mr. Lillie using shares of the Issuer's Common Stock. There were no third parties involved in this transaction, which was purely estate planning in nature. (F2) The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. |
| 2 | Common | Common Stock | 2023-01-05 | J | D | 6,326 | $0.00 | 4,557,632 | I By JTOO LLC | — | — | (F1) Represents a distribution by JTOO LLC to the Lillie 2015 Dynasty Trust, its sole member, for no consideration, as part of the same estate planning transaction discussed in footnote 3 below. (F2) The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. |
| 3 | Common | Common Stock | 2023-06-02 | S | D | 89,673 | $23.33 | 4,410,379 | I By JTOO LLC | — | — | (F4) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on March 2, 2023. (F6) Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $22.71 to $23.60 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. (F2) The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. |
| 4 | Common | Common Stock | 2023-06-01 | S | D | 57,580 | $22.62 | 4,500,052 | I By JTOO LLC | — | — | (F4) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on March 2, 2023. (F5) Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $22.36 to $22.85 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. (F2) The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. |
| 5 | Common | Common Stock | 2023-06-05 | S | D | 19,414 | $23.42 | 4,390,965 | I | — | — | (F4) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on March 2, 2023. (F7) Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $23.25 to $23.54 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. |