Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-02 · accession 0001209191-23-034786 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-06 | 2023-06-02+ | LQDT | Murray Novelette | CHRO | M - OptEx | $7.80 | +2,924 | 44.9K | +7% | +$22.8K |
| DM | 2023-06-06 | 2023-06-02+ | LQDT | Murray Novelette | CHRO | S - Sale+OE | $16.01 | -2,924 | 43.2K | -6% | -$46.8K |
| DM | 2023-06-06 | 2023-06-02 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | -8,257 | 16.9K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-05 | M | A | 400 | $9.46 | 43,573 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-02 | M | A | 767 | $9.46 | 43,940 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-02 | M | A | 1,757 | $6.69 | 44,930 | D | — | — | |
| 4 | Common | Common Stock | 2023-06-02 | S | D | 1,757 | $16.00 | 43,173 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-05 | S | D | 400 | $16.06 | 43,173 | D | — | — | |
| 6 | Common | Common Stock | 2023-06-02 | S | D | 767 | $16.00 | 43,173 | D | — | — | |
| 7 | Derivative | Stock Option Grant | 2023-06-02 | M | D | 4,450 | $0.00 | 0 | D | $6.69 · — to 2029-12-03 | 4,450 Common Stock | (F14) These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. |
| 8 | Derivative | Stock Option Grant | 2023-06-02 | M | D | 3,807 | $0.00 | 16,943 | D | $9.46 · — to 2030-12-01 | 20,750 Common Stock | (F16) This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |