Form 4 for GNE Genie Energy Ltd.
Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-06 · accession 0001209191-23-035327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-08 | 2023-06-06 | GNE | JONAS HOWARD S | Dir, 10% | X - OptEx | $4.77 | +1.05M | 1.52M | +223% | +$5.00M |
| D | 2023-06-08 | 2023-06-06 | GNE | JONAS HOWARD S | Dir, 10% | X - OptEx | $0.00 | -1.05M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2023-06-06 | X | A | 1,048,218 | $4.77 | 1,518,696 | D | — | — | (F1) Consists of 1,246,247 shares of Class B common stock held directly; 19,116 fully vested restricted shares of Class B common stock; and 253,333 unvested restricted shares of Class B common stock. Of the 253,333 unvested restricted shares, 143,333 vest as follows: 33,333 shares vest on January 5, 2024, 36,667 shares vest on each of August 3, 2023 and August 3, 2024 and 36,666 shares vest on August 3, 2025. The remaining 110,000 unvested restricted shares vest ratably on each of February 10, 2024, February 10, 2025 and February 10, 2026. |
| 2 | Derivative | Warrant (right to buy) | 2023-06-06 | X | D | 1,048,218 | $0.00 | 0 | D | $4.77 · 2018-06-08 to 2023-06-08 | 1,048,218 Class B common stock |