Form 4 for KOP Koppers Holdings Inc.
Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-06 · accession 0001209191-23-035424 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-08 | 2023-06-06 | KOP | Dowd Joseph P | Gbl VP, Zero Harm | M - OptEx | $17.96 | +15.3K | 53.0K | +41% | +$274.2K |
| D | 2023-06-08 | 2023-06-06 | KOP | Dowd Joseph P | Gbl VP, Zero Harm | S - Sale+OE | $31.42 | -15.3K | 37.7K | -29% | -$479.6K |
| DM | 2023-06-08 | 2023-06-06 | KOP | Dowd Joseph P | Gbl VP, Zero Harm | M - OptEx | $0.00 | -15.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-06 | M | A | 4,104 | $17.57 | 41,792 | D | — | — | (F1) Includes 33 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on March 31, 2023. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). |
| 2 | Common | Common Stock | 2023-06-06 | M | A | 11,161 | $18.11 | 52,953 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-06 | S | D | 15,265 | $31.42 | 37,688 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $31.69, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Options (Rights to Buy) | 2023-06-06 | M | D | 11,161 | $0.00 | 0 | D | $18.11 · — to 2026-03-01 | 11,161 Common Stock | (F3) Stock options vested in annual installments of 25 percent over 4 years. |
| 5 | Derivative | Employee Stock Options (Rights to Buy) | 2023-06-06 | M | D | 4,104 | $0.00 | 0 | D | $17.57 · — to 2025-03-03 | 4,104 Common Stock | (F3) Stock options vested in annual installments of 25 percent over 4 years. |