Form 4 for OPFI OppFi Inc.
Accepted 2023-06-09 00:00:00 ET · period of report 2022-07-20 · accession 0001209191-23-036101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-06-09 | 2023-06-07+ | OPFI | SCHWARTZ THEODORE G | Dir, 10% | P - Purchase | $2.18 | +6,498 | 524.2K | +1% | +$14.1K |
| M | 2023-06-09 | 2022-07-20+ | OPFI | SCHWARTZ THEODORE G | Dir, 10% | A - Grant | $0.00 | +118.9K | 137.4K | +643% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-07 | P | A | 4,372 | $2.16 | 522,049 | I | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.12 to $2.19 for a weighted average sale price of $2.1635. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2022-07-20 | A | A | 46,729 | $0.00 | 65,213 | D By LTHS Revocable Trust | — | — | (F1) Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. The RSUs vested in connection with the 2023 annual meeting of stockholders of OppFi Inc. |
| 3 | Common | Class A Common Stock | 2023-06-07 | A | A | 72,196 | $0.00 | 137,409 | D By LTHS Revocable Trust | — | — | (F2) RSUs granted pursuant to the Plan. Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan. |
| 4 | Common | Class A Common Stock | 2023-06-08 | P | A | 2,126 | $2.21 | 524,175 | I | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.20 to $2.22 for a weighted average sale price of $2.212. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |