Form 4 for ALXO ALX ONCOLOGY HOLDINGS INC
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-09 · accession 0001209191-23-036733 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-13 | 2023-06-09 | ALXO | Randolph Sophia | Chief Medical Off, Dir | M - OptEx | $3.75 | +12.8K | 276.8K | +5% | +$48.2K |
| DM | 2023-06-13 | 2023-06-09 | ALXO | Randolph Sophia | Chief Medical Off, Dir | M - OptEx | $0.00 | -12.8K | 92.6K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-09 | M | A | 4,027 | $1.91 | 274,280 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-09 | M | A | 6,256 | $4.81 | 283,082 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-09 | M | A | 2,546 | $4.08 | 276,826 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-06-09 | M | D | 4,027 | $0.00 | 0 | D | $1.91 · — to 2029-09-12 | 4,027 Common Stock | (F1) The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on June 16, 2019. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-06-09 | M | D | 6,256 | $0.00 | 19,084 | D | $4.81 · — to 2030-04-27 | 6,256 Common Stock | (F3) Shares subject to the option vest in 48 equal monthly installments beginning on May 27, 2020. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-06-09 | M | D | 2,546 | $0.00 | 92,629 | D | $4.08 · — to 2030-03-09 | 2,546 Common Stock | (F2) The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on April 9, 2020. |