Form 4 for KOD Kodiak Sciences Inc.
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-11 · accession 0001209191-23-036828 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-13 | 2023-06-11 | KOD | BORGESON JOHN A. | See Remarks | M - OptEx | — | +3,025 | 176.8K | +2% | — |
| D | 2023-06-13 | 2023-06-11 | KOD | BORGESON JOHN A. | See Remarks | M - OptEx | $0.00 | -3,025 | 3,025 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-11 | M | A | 3,025 | — | 176,780 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock. |
| 2 | Derivative | Restricted Stock Units | 2023-06-11 | M | D | 3,025 | $0.00 | 3,025 | D | — · — to — | 3,025 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock. (F2) One-fourth (1/4th) of the RSUs vested on June 11, 2021, upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the RSUs will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date. |