Form 4 for EQH Equitable Holdings, Inc.
Accepted 2023-06-14 00:00:00 ET · period of report 2021-03-22 · accession 0001209191-23-037079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-14 | 2023-06-12 | EQH | BERNSTEIN SETH P | See Remarks | A - Grant | $0.00 | +188.09 | 106.2K | +0.2% | $0 |
| D | 2023-06-14 | 2021-03-22 | EQH | BERNSTEIN SETH P | See Remarks | M - OptEx | $0.00 | +20.0K | 106.0K | +23% | $0 |
| D | 2023-06-14 | 2021-03-22 | EQH | BERNSTEIN SETH P | See Remarks | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-12 | A | A | 188.09 | $0.00 | 106,182.57 | D | — | — | (F4) Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. (F3) Includes Restricted Stock Units ("RSUs"). |
| 2 | Common | Common Stock | 2021-03-22 | M | A | 19,990.22 | $0.00 | 105,994.48 | D | — | — | (F1) This transaction is reported late owing to an administrative error. (F2) Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics. (F3) Includes Restricted Stock Units ("RSUs"). |
| 3 | Derivative | Performance Restricted Stock Units | 2021-03-22 | M | D | 19,990.22 | $0.00 | 0 | D | — · — to — | 19,990.22 Common Stock | (F5) Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock. (F6) Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021. |