Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-13 · accession 0001209191-23-037347 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-15 | 2023-06-13 | SF | Brown Kathleen | Dir | M - OptEx | $0.00 | +2,641 | 22.1K | +14% | $0 |
| D | 2023-06-15 | 2023-06-13 | SF | Brown Kathleen | Dir | M - OptEx | $0.00 | -2,641 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-13 | M | A | 2,641 | $0.00 | 22,090 | D | — | — | |
| 2 | Derivative | Phantom Stock Units | 2023-06-13 | M | D | 2,641 | $0.00 | 0 | D | $0.00 · — to — | 2,641 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |