Form 4 for SIGA SIGA TECHNOLOGIES INC
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-13 · accession 0001209191-23-037422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-15 | 2023-06-13 | SIGA | Phillips Holly L. | Dir | M - OptEx | — | +14.6K | 30.6K | +91% | — |
| D | 2023-06-15 | 2023-06-13 | SIGA | Phillips Holly L. | Dir | D - Sale to Iss | $6.07 | -4,386 | 26.2K | -14% | -$26.6K |
| D | 2023-06-15 | 2023-06-13 | SIGA | Phillips Holly L. | Dir | M - OptEx | $0.00 | -14.6K | 0 | -100% | $0 |
| D | 2023-06-15 | 2023-06-13 | SIGA | Phillips Holly L. | Dir | A - Grant | $0.00 | +24.7K | 24.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.0001 per share | 2023-06-13 | M | A | 14,620 | — | 30,602 | D | — | — | (F1) Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis. |
| 2 | Common | Common Stock, par value $.0001 per share | 2023-06-13 | D | D | 4,386 | $6.07 | 26,216 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-06-13 | M | D | 14,620 | $0.00 | 0 | D | — · — to — | 14,620 Common Stock, par value $.0001 per share | (F1) Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis. (F3) The RSUs were granted on June 14, 2022, and fully vested on the date of the Company's 2023 annual meeting of stockholders. |
| 4 | Derivative | Restricted Stock Units | 2023-06-13 | A | A | 24,712 | $0.00 | 24,712 | D | — · — to — | 24,712 Common Stock, par value $.0001 per share | (F4) RSUs represent contingent rights to receive common stock of the Company on a one-for-one basis, of which up to 7,414 RSUs are expected to settle in cash value thereof but may be settled in shares at the discretion of the board of directors. (F5) The RSUs fully vest on the date of the Company's 2024 annual meeting of stockholders. |