Form 4 for AQB AQUABOUNTY TECHNOLOGIES INC
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001209191-23-037644 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-16 | 2023-06-14 | AQB | Sharp Erin S | Dir | A - Grant | $0.00 | +55.6K | 187.1K | +42% | $0 |
| D | 2023-06-16 | 2023-06-14 | AQB | Sharp Erin S | Dir | A - Grant | $0.00 | +2,500 | 2,500 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | A | A | 55,555 | $0.00 | 187,055 | D | — | — | (F1) Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025. |
| 2 | Derivative | Options to Purchase Common Stock | 2023-06-14 | A | A | 2,500 | $0.00 | 2,500 | D | $0.36 · 2024-05-24 to 2033-05-24 | 2,500 Common Stock | (F2) Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024. |