Form 4 for MCO Moody's Corporation
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-15 · accession 0001209191-23-037790 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-16 | 2023-06-15 | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $344.13 | -418 | 65.8K | -0.6% | -$143.8K |
| DM | 2023-06-16 | 2023-06-15 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $79.55 | +418 | 65.9K | +0.6% | +$33.3K |
| DM | 2023-06-16 | 2023-06-15 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -418 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | S | D | 276 | $341.11 | 65,838 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | M | A | 276 | $79.55 | 66,114 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-15 | S | D | 47 | $350.00 | 65,838 | D | — | — | |
| 4 | Common | Common Stock | 2023-06-15 | M | A | 47 | $79.55 | 65,885 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-15 | S | D | 95 | $350.00 | 65,838 | D | — | — | |
| 6 | Common | Common Stock | 2023-06-15 | M | A | 95 | $79.55 | 65,933 | D | — | — | |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-06-15 | M | D | 95 | $0.00 | 0 | D | $79.55 · 2015-02-12 to 2024-02-12 | 95 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-06-15 | M | D | 47 | $0.00 | 0 | D | $79.55 · 2015-02-12 to 2024-02-12 | 47 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-06-15 | M | D | 276 | $0.00 | 0 | D | $79.55 · 2015-02-12 to 2024-02-12 | 276 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |