Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001209191-23-037971 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-16 | 2023-06-14 | AXTA | Scanlan Jacqueline | SVP, CHRO | M - OptEx | — | +14.4K | 16.6K | +674% | — |
| DM | 2023-06-16 | 2023-06-14 | AXTA | Scanlan Jacqueline | SVP, CHRO | F - Tax | $32.50 | -6,126 | 5,013 | -55% | -$199.1K |
| DM | 2023-06-16 | 2023-06-14 | AXTA | Scanlan Jacqueline | SVP, CHRO | M - OptEx | $0.00 | -14.4K | 11.5K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-06-14 | M | A | 2,873 | — | 6,234 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2023-06-14 | F | D | 4,905 | $32.50 | 11,653 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Common | Common Shares | 2023-06-14 | M | A | 11,545 | — | 16,558 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 4 | Common | Common Shares | 2023-06-14 | F | D | 1,221 | $32.50 | 5,013 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 5 | Derivative | Restricted Stock Units | 2023-06-14 | M | D | 2,873 | $0.00 | 2,874 | D | — · — to — | 2,873 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On June 14, 2021, the reporting person was granted 8,620 restricted stock units, vesting in three equal annual installments beginning on June 14, 2022. |
| 6 | Derivative | Restricted Stock Units | 2023-06-14 | M | D | 11,545 | $0.00 | 11,545 | D | — · — to — | 11,545 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F4) On June 14, 2021, the reporting person was granted 23,090 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date. |