Form 4 for VELO Velo3D, Inc.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-08 · accession 0001209191-23-038102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-16 | 2023-06-14 | VELO | Walters Matthew Joseph | Dir | S - Sale+OE | $1.93 | -21.8K | 793.6K | -3% | -$42.0K |
| D | 2023-06-16 | 2023-06-08 | VELO | Walters Matthew Joseph | Dir | M - OptEx | — | +18.1K | 815.4K | +2% | — |
| D | 2023-06-16 | 2023-06-08 | VELO | Walters Matthew Joseph | Dir | M - OptEx | $0.00 | -18.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | S | D | 21,754 | $1.93 | 793,615 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $2.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-06-08 | M | A | 18,128 | — | 815,369 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. |
| 3 | Derivative | Restricted Stock Units | 2023-06-08 | M | D | 18,128 | $0.00 | 0 | D | — · — to — | 18,128 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. (F4) The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. |