Form 4 for TDG TransDigm Group
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-15 · accession 0001209191-23-038147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-06-16 | 2023-06-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $812.77 | -3,250 | 23.8K | -12% | -$2.64M |
| DI | 2023-06-16 | 2023-06-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +3,250 | 24.8K | +15% | +$563.2K |
| DI | 2023-06-16 | 2023-06-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -3,250 | 52.1K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | S | D | 65 | $806.09 | 24,732.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $806.03 - $806.12. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock | 2023-06-15 | S | D | 166 | $809.99 | 24,566.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $809.58 - $810.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2023-06-15 | S | D | 313 | $811.19 | 24,253.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $810.595 - $811.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 4 | Common | Common Stock | 2023-06-15 | S | D | 1,667 | $813.21 | 22,141.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $812.66 - $813.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 5 | Common | Common Stock | 2023-06-15 | S | D | 512 | $814.27 | 21,629.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $813.755 - $814.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 6 | Common | Common Stock | 2023-06-15 | S | D | 82 | $815.44 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $814.84 - $815.705. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Common | Common Stock | 2023-06-15 | M | A | 3,250 | $173.29 | 24,797.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 8 | Common | Common Stock | 2023-06-15 | S | D | 445 | $812.00 | 23,808.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $811.66 - $812.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 9 | Derivative | Stock Option | 2023-06-15 | M | D | 3,250 | $0.00 | 52,095 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 3,250 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |