Form 4 for KOD Kodiak Sciences Inc.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001209191-23-038165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-16 | 2023-06-14+ | KOD | BORGESON JOHN A. | See Remarks | S - Sale+OE | $9.30 | -4,197 | 178.1K | -2% | -$39.0K |
| D | 2023-06-16 | 2023-06-15 | KOD | BORGESON JOHN A. | See Remarks | M - OptEx | — | +5,494 | 180.8K | +3% | — |
| DM | 2023-06-16 | 2023-06-15 | KOD | BORGESON JOHN A. | See Remarks | M - OptEx | $0.00 | -5,494 | 3,750 | -59% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | S | D | 1,448 | $9.42 | 175,332 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | M | A | 5,494 | — | 180,826 | D | — | — | (F2) Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-06-16 | S | D | 2,749 | $9.23 | 178,077 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 3,619 | $0.00 | 3,619 | D | — · — to — | 3,619 Common Stock | (F2) Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock. (F4) One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 1,875 | $0.00 | 3,750 | D | — · — to — | 1,875 Common Stock | (F2) Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock. (F5) One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date. |