Form 4 for IOT Samsara Inc.
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001209191-23-038620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | IOT | Bicket John | See remarks, Dir, 10% | C - Cnv Deriv | $0.00 | +152.6K | 508.1K | +43% | $0 |
| DM | 2023-06-20 | 2023-06-15 | IOT | Bicket John | See remarks, Dir, 10% | S - Sale | $29.26 | -90.9K | 420.8K | -18% | -$2.66M |
| DM | 2023-06-20 | 2023-06-15 | IOT | Bicket John | See remarks, Dir, 10% | M - OptEx | $0.00 | 0 | 305.1K | New | $0 |
| D | 2023-06-20 | 2023-06-15 | IOT | Bicket John | See remarks, Dir, 10% | C - Cnv Deriv | $0.00 | -152.6K | 152.6K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-15 | C | A | 152,564 | $0.00 | 508,136 | D | — | — | (F1) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Class A Common Stock | 2023-06-15 | S | D | 3,600 | $29.72 | 417,188 | D | — | — | (F4) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.70 to $29.75 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. (F1) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Common | Class A Common Stock | 2023-06-15 | S | D | 87,348 | $29.24 | 420,788 | D | — | — | (F3) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.70 to $29.695 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. (F1) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 4 | Derivative | Class B Common Stock | 2023-06-15 | M | D | 152,564 | $0.00 | 813,675 | D | — · — to — | 152,564 Class B Common Stock | (F6) The reported shares represent RSUs, of which 152,564 shares vested on June 15, 2023 and the remaining shares vest in quarterly installments through December 15, 2024. (F7) Each RSU represents a contingent right to receive one share of Class B Common Stock. (F8) The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. |
| 5 | Derivative | Class B Common Stock | 2023-06-15 | C | D | 152,564 | $0.00 | 152,564 | D | $0.00 · — to — | 152,564 Class A Common Stock | (F8) The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. |
| 6 | Derivative | Class B Common Stock | 2023-06-15 | M | A | 152,564 | $0.00 | 305,128 | D | $0.00 · — to — | 152,564 Class A Common Stock | (F8) The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. |