Form 4 for MCO Moody's Corporation
Accepted 2023-06-21 00:00:00 ET · period of report 2023-06-16 · accession 0001209191-23-038743 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-21 | 2023-06-16 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $80.27 | +6,158 | 68.5K | +10% | +$494.3K |
| DM | 2023-06-21 | 2023-06-16 | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $350.39 | -6,158 | 65.8K | -9% | -$2.16M |
| DM | 2023-06-21 | 2023-06-16 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -6,158 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-16 | M | A | 3,540 | $80.81 | 69,378 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-16 | M | A | 2,618 | $79.55 | 68,456 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-16 | S | D | 3,540 | $350.39 | 65,838 | D | — | — | |
| 4 | Common | Common Stock | 2023-06-16 | S | D | 2,618 | $350.39 | 65,838 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-06-16 | M | D | 3,540 | $0.00 | 0 | D | $80.81 · 2017-02-12 to 2026-02-12 | 3,540 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-06-16 | M | D | 2,618 | $0.00 | 0 | D | $79.55 · 2015-02-12 to 2024-02-12 | 2,618 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |