Form 4 for GAIA GAIA, INC
Accepted 2023-06-26 00:00:00 ET · period of report 2023-06-22 · accession 0001209191-23-039760 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-26 | 2023-06-26 | GAIA | Colquhoun James | COO, Dir | J - Other | — | +136.5K | 1.02M | +15% | — |
| D | 2023-06-26 | 2023-06-22 | GAIA | Colquhoun James | COO, Dir | A - Grant | $0.00 | +162.0K | 162.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-26 | J | A | 136,490 | — | 1,020,272 | D | — | — | (F1) Issued as consideration for acquiring ownership rights to a library of media assets. (F2) Includes 148,553 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. |
| 2 | Derivative | Restricted Stock Unit | 2023-06-22 | A | A | 162,001 | $0.00 | 162,001 | D | — · — to — | 162,001 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |