Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2023-07-03 00:00:00 ET · period of report 2023-07-01 · accession 0001209191-23-040712 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-03 | 2023-07-01 | UEIC | PONTUAL ROMULO | Dir | M - OptEx | — | +1,250 | 5,829 | +27% | — |
| D | 2023-07-03 | 2023-07-01 | UEIC | PONTUAL ROMULO | Dir | M - OptEx | $0.00 | -1,250 | 0 | -100% | $0 |
| D | 2023-07-03 | 2023-07-01 | UEIC | PONTUAL ROMULO | Dir | A - Grant | $0.00 | +5,000 | 5,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-01 | M | A | 1,250 | — | 5,829 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Derivative | Restricted Stock Units | 2023-07-01 | M | D | 1,250 | $0.00 | 0 | D | — · — to — | 1,250 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F2) These restricted stock units are one-fourth of the total granted in July of 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-07-01 | A | A | 5,000 | $0.00 | 5,000 | D | — · — to — | 5,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F3) Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024 |