Form 4 for QS QuantumScape Corp
Accepted 2023-07-06 00:00:00 ET · period of report 2023-07-05 · accession 0001209191-23-041706 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-06 | 2023-07-05 | QS | Hettrich Kevin | CFO | S - Sale+OE | $8.50 | -34.6K | 703.6K | -5% | -$294.2K |
| D | 2023-07-06 | 2023-07-05 | QS | Hettrich Kevin | CFO | M - OptEx | $1.33 | +34.6K | 738.2K | +5% | +$46.0K |
| D | 2023-07-06 | 2023-07-05 | QS | Hettrich Kevin | CFO | M - OptEx | $0.00 | -34.6K | 400.3K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-05 | S | D | 34,607 | $8.50 | 703,608 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.93 to $8.665, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. (F3) Includes 700,309 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date. |
| 2 | Common | Class A Common Stock | 2023-07-05 | M | A | 34,607 | $1.33 | 738,215 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-07-05 | M | D | 34,607 | $0.00 | 400,277 | D | $1.33 · 2017-04-01 to 2027-03-15 | 34,607 Class A Common Stock |