Form 4 for WOR WORTHINGTON ENTERPRISES, INC.
Accepted 2023-07-07 00:00:00 ET · period of report 2023-07-06 · accession 0001209191-23-041762 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-07 | 2023-07-06 | WOR | KLINGLER JEFFREY R | Pres, Worthington Steel | M - OptEx | $42.29 | +13.4K | 46.8K | +40% | +$565.2K |
| D | 2023-07-07 | 2023-07-06 | WOR | KLINGLER JEFFREY R | Pres, Worthington Steel | S - Sale+OE | $67.08 | -13.4K | 40.0K | -25% | -$896.7K |
| DM | 2023-07-07 | 2023-07-06 | WOR | KLINGLER JEFFREY R | Pres, Worthington Steel | M - OptEx | $0.00 | -13.4K | 1,066 | -93% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-07-06 | M | A | 2,134 | $60.19 | 48,974 | D | — | — | |
| 2 | Common | Common Shares | 2023-07-06 | M | A | 2,533 | $38.91 | 53,407 | D | — | — | |
| 3 | Common | Common Shares | 2023-07-06 | M | A | 300 | $42.91 | 50,874 | D | — | — | |
| 4 | Common | Common Shares | 2023-07-06 | M | A | 1,600 | $46.39 | 50,574 | D | — | — | |
| 5 | Common | Common Shares | 2023-07-06 | M | A | 6,800 | $36.93 | 46,840 | D | — | — | |
| 6 | Common | Common Shares | 2023-07-06 | S | D | 13,367 | $67.08 | 40,040 | D | — | — | (F1) The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $66.66 to $67.28, inclusive. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth. |
| 7 | Derivative | Non-qualified stock option (right to buy) | 2023-07-06 | M | D | 2,533 | $0.00 | 0 | D | $38.91 · 2020-06-27 to 2029-06-27 | 2,533 Common Shares | (F7) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vested annually on 6/27/2021 and 6/27/2022. |
| 8 | Derivative | Non-qualified stock option (right to buy) | 2023-07-06 | M | D | 300 | $0.00 | 0 | D | $42.91 · 2019-06-28 to 2028-06-28 | 300 Common Shares | (F6) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vested annually on 6/28/2020 and 6/28/2021. |
| 9 | Derivative | Non-qualified stock option (right to buy) | 2023-07-06 | M | D | 1,600 | $0.00 | 3,200 | D | $46.39 · 2023-06-24 to 2032-06-24 | 1,600 Common Shares | (F5) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option will vest annually on 6/24/2024 and 6/24/2025. |
| 10 | Derivative | Non-qualified stock option (right to buy) | 2023-07-06 | M | D | 6,800 | $0.00 | 0 | D | $36.93 · 2021-06-25 to 2030-06-25 | 6,800 Common Shares | (F3) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/25/2022 and 6/25/2023. |
| 11 | Derivative | Non-qualified stock option (right to buy) | 2023-07-06 | M | D | 2,134 | $0.00 | 1,066 | D | $60.19 · 2022-06-25 to 2031-06-25 | 2,134 Common Shares | (F4) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/25/2023 and will vest 6/25/2024. |