Form 4 for FTCI FTC Solar, Inc.
Accepted 2023-07-10 00:00:00 ET · period of report 2023-07-06 · accession 0001209191-23-041922 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-10 | 2023-07-06+ | FTCI | Springer David | Dir, 10% | S - Sale | $3.08 | -200.0K | 7.30M | -3% | -$616.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-07 | S | D | 100,000 | $3.14 | 7,202,674 | D | — | — | (F1) Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. (F4) Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.02 to $3.22. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. (F3) Reflects shares transferred between the DS 2021 GRAT and the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2023-07-06 | S | D | 100,000 | $3.02 | 7,302,674 | D | — | — | (F1) Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. (F2) Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.00 to $3.045. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. (F3) Reflects shares transferred between the DS 2021 GRAT and the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. |