Form 4 for AXR AMREP CORP.
Accepted 2023-07-10 00:00:00 ET · period of report 2022-07-22 · accession 0001209191-23-041941 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-07-10 | 2022-08-09+ | AXR | DAHL JAMES H | 10% | P - Purchase | $15.11 | +7,315 | 229.2K | +3% | +$110.6K |
| M | 2023-07-10 | 2022-07-22+ | AXR | DAHL JAMES H | 10% | P - Purchase | $14.70 | +18.0K | 170.2K | +12% | +$265.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-08-09 | P | A | 3,715 | $16.00 | 225,551 | I | — | — | |
| 2 | Common | Common Shares | 2022-08-11 | P | A | 570 | $16.00 | 226,121 | I | — | — | |
| 3 | Common | Common Shares | 2022-08-12 | P | A | 402 | $16.00 | 226,523 | I | — | — | |
| 4 | Common | Common Shares | 2022-08-15 | P | A | 1,128 | $16.00 | 227,651 | I | — | — | |
| 5 | Common | Common Shares | 2022-12-28 | P | A | 1,500 | $11.68 | 229,151 | I | — | — | |
| 6 | Common | Common Shares | 2022-08-15 | P | A | 3,633 | $16.00 | 173,750 | D | — | — | (F1) The shares are held by Rainey E. Lancaster who is a member of a "group" with James H. Dahl for purposes of Section 13(d) of the Exchange Act. |
| 7 | Common | Common Shares | 2022-07-22 | P | A | 3,905 | $12.61 | 159,609 | D IRA Accounts | — | — | (F1) The shares are held by Rainey E. Lancaster who is a member of a "group" with James H. Dahl for purposes of Section 13(d) of the Exchange Act. (F2) The shares are held in two IRA accounts as follows: 200,551 Shares held by IRA FBO James H. Dahl Pershing LLC as Custodian ROTH Conversion Account (the "ROTH Conversion Account") and 25,000 Shares held by IRA FBO James H. Dahl Pershing LLC as Custodian (the "IRA Account"). |
| 8 | Common | Common Shares | 2022-07-28 | P | A | 9 | $14.15 | 159,618 | D IRA Accounts | — | — | (F1) The shares are held by Rainey E. Lancaster who is a member of a "group" with James H. Dahl for purposes of Section 13(d) of the Exchange Act. (F3) The shares are held in two IRA accounts as follows: 201,121 Shares held by the ROTH Conversion Account and 25,000 Shares held by the IRA Account. |
| 9 | Common | Common Shares | 2022-07-29 | P | A | 1,436 | $14.10 | 161,054 | D IRA Accounts | — | — | (F1) The shares are held by Rainey E. Lancaster who is a member of a "group" with James H. Dahl for purposes of Section 13(d) of the Exchange Act. (F4) The shares are held in two IRA accounts as follows: 201,523 Shares held by the ROTH Conversion Account and 25,000 Shares held by the IRA Account. |
| 10 | Common | Common Shares | 2022-08-02 | P | A | 6,511 | $14.77 | 167,565 | D IRA Accounts | — | — | (F1) The shares are held by Rainey E. Lancaster who is a member of a "group" with James H. Dahl for purposes of Section 13(d) of the Exchange Act. (F5) The shares are held in two IRA accounts as follows: 202,651 Shares held by the ROTH Conversion Account and 25,000 Shares held by the IRA Account. |
| 11 | Common | Common Shares | 2022-08-08 | P | A | 2,552 | $16.24 | 170,177 | D IRA Accounts | — | — | (F1) The shares are held by Rainey E. Lancaster who is a member of a "group" with James H. Dahl for purposes of Section 13(d) of the Exchange Act. (F6) The shares are held in two IRA accounts as follows: 204,151 Shares held by the ROTH Conversion Account and 25,000 Shares held by the IRA Account. |