Form 4 for XYZ Block, Inc.
Accepted 2023-07-13 00:00:00 ET · period of report 2023-07-11 · accession 0001209191-23-042240 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-13 | 2023-07-11 | XYZ | Esperanza Chrysty | Counsel Lead | C - Cnv Deriv | $0.00 | +3,150 | 71.1K | +5% | $0 |
| D | 2023-07-13 | 2023-07-11 | XYZ | Esperanza Chrysty | Counsel Lead | S - Sale | $70.00 | -3,150 | 68.0K | -4% | -$220.5K |
| D | 2023-07-13 | 2023-07-11 | XYZ | Esperanza Chrysty | Counsel Lead | C - Cnv Deriv | $0.00 | -3,150 | 0 | -100% | $0 |
| DM | 2023-07-13 | 2023-07-11 | XYZ | Esperanza Chrysty | Counsel Lead | M - OptEx | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-11 | C | A | 3,150 | $0.00 | 71,122 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-07-11 | S | D | 3,150 | $70.00 | 67,972 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2023-07-11 | C | D | 3,150 | $0.00 | 0 | D | — · — to — | 3,150 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2023-07-11 | M | A | 3,150 | $0.00 | 3,150 | D | — · — to — | 3,150 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Stock Option (right to buy) | 2023-07-11 | M | D | 3,150 | $0.00 | 0 | D | $3.66 · — to 2023-10-30 | 3,150 Class B Common Stock | (F3) 25% of the shares subject to the option vested on October 7, 2014 and 1/48th of the shares vested monthly thereafter. |