Form 4 for CXM Sprinklr, Inc.
Accepted 2023-07-17 00:00:00 ET · period of report 2023-07-13 · accession 0001209191-23-042417 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-07-17 | 2023-07-13 | CXM | Stoner Chelsea R. | 10% | G - Gift | $0.00 | -132.9K | 0 | -100% | $0 |
| I | 2023-07-17 | 2023-07-13 | CXM | Stoner Chelsea R. | 10% | S - Sale | $15.18 | -132.9K | 132.9K | -50% | -$2.02M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-13 | G | D | 132,916 | $0.00 | 0 | I By Trust | — | — | (F4) Gift without consideration. (F3) Securities are held by the Spiller Stoner Family Trust Dated 8/22/13, of which Chelsea R. Stoner is a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her proportionate pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2023-07-13 | S | D | 132,917 | $15.18 | 132,916 | I By Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $15.11 to $15.26 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. (F2) The securities held by the Reporting Person prior to the transaction reported herein reflect the receipt of securities pursuant to pro rata distributions in kind, effected by Battery Partners IX, LLC ("BP IX") to its members for no additional consideration, including the Reporting Person. The receipt of such shares by the Reporting Person was not required to be reported pursuant to Section 16 by virtue of the exemption from reporting pursuant to Rule 16a-9. (F3) Securities are held by the Spiller Stoner Family Trust Dated 8/22/13, of which Chelsea R. Stoner is a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her proportionate pecuniary interest therein. |