Form 4 for COIN Coinbase
Accepted 2023-07-17 00:00:00 ET · period of report 2023-07-13 · accession 0001209191-23-042425 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-17 | 2023-07-13 | COIN | Jones Jennifer N. | CAO | S - Sale+OE | $100.00 | -9,897 | 27.4K | -27% | -$989.7K |
| DM | 2023-07-17 | 2023-07-13 | COIN | Jones Jennifer N. | CAO | M - OptEx | $21.04 | +9,897 | 37.3K | +36% | +$208.2K |
| DM | 2023-07-17 | 2023-07-13 | COIN | Jones Jennifer N. | CAO | M - OptEx | $0.00 | -9,897 | 9,322 | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-13 | S | D | 9,897 | $100.00 | 27,417 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-07-13 | M | A | 4,498 | $18.13 | 31,915 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-07-13 | M | A | 5,399 | $23.46 | 37,314 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-07-13 | M | D | 5,399 | $0.00 | 8,100 | D | $23.46 · — to 2030-08-18 | 5,399 Class A Common | (F3) The options vest in equal monthly increments over four years, with the first 1/48 of the options vesting on August 1, 2020, until the options are fully vested on July 1, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-07-13 | M | D | 4,498 | $0.00 | 9,322 | D | $18.13 · — to 2030-04-28 | 4,498 Class A Common Stock | (F2) The options vest in equal monthly increments over four years, with the first 1/48 of the options vesting on February 1, 2020, until the options are fully vested on January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. |