Form 4 for TDG TransDigm Group
Accepted 2023-07-18 00:00:00 ET · period of report 2023-07-17 · accession 0001209191-23-042521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-07-18 | 2023-07-17 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $890.05 | -3,250 | 21.5K | -13% | -$2.89M |
| DI | 2023-07-18 | 2023-07-17 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +3,250 | 24.8K | +15% | +$563.2K |
| DI | 2023-07-18 | 2023-07-17 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -3,250 | 48.8K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-17 | S | D | 715 | $889.24 | 23,532.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $888.8700 - $889.8100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock | 2023-07-17 | S | D | 435 | $890.36 | 23,097.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $889.8800 - $890.7300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2023-07-17 | M | A | 3,250 | $173.29 | 24,797.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 4 | Common | Common Stock | 2023-07-17 | S | D | 150 | $886.03 | 24,647.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $885.9600 - $886.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 5 | Common | Common Stock | 2023-07-17 | S | D | 400 | $887.98 | 24,247.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $887.6100 - $888.3100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 6 | Common | Common Stock | 2023-07-17 | S | D | 1,550 | $891.25 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $890.8800 - $891.6200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Derivative | Stock Option | 2023-07-17 | M | D | 3,250 | $0.00 | 48,845 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 3,250 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |