Form 4 for SPWR SunPower Inc.
Accepted 2023-07-20 00:00:00 ET · period of report 2023-07-18 · accession 0001209191-23-042999 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-07-20 | 2023-07-18 | SPWR | Rodgers Thurman J | Dir, 10% | A - Grant | $0.00 | +7.83M | 485.6K | New | $0 |
| D | 2023-07-20 | 2023-07-18 | SPWR | Rodgers Thurman J | Dir, 10% | A - Grant | $0.00 | +8,842 | 8,842 | New | $0 |
| D | 2023-07-20 | 2023-07-18 | SPWR | Rodgers Thurman J | Dir, 10% | A - Grant | $0.00 | +2,765 | 2,765 | New | $0 |
| DMI | 2023-07-20 | 2023-07-18 | SPWR | Rodgers Thurman J | Dir, 10% | A - Grant | $0.00 | +721.7K | 151.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-18 | A | A | 7,345,557 | $0.00 | 7,345,557 | I | — | — | (F1) Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. |
| 2 | Common | Common Stock | 2023-07-18 | A | A | 485,562 | $0.00 | 485,562 | I See footnote | — | — | (F1) Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. (F3) The securities are held by the Rodgers Massey Revocable Living Trust for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. |
| 3 | Common | Common Stock | 2023-07-18 | A | A | 8,842 | $0.00 | 8,842 | D See footnote | — | — | (F1) Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. (F2) The securities are held by the Rodgers Capital, LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. |
| 4 | Derivative | Warrant (Right to Buy) | 2023-07-18 | A | A | 2,765 | $0.00 | 2,765 | D See footnote | $11.50 · — to — | 2,765 Common Stock | (F2) The securities are held by the Rodgers Capital, LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. (F4) Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. |
| 5 | Derivative | Warrant (Right to Buy) | 2023-07-18 | A | A | 569,770 | $0.00 | 569,770 | I | $11.50 · — to — | 569,770 Common Stock | (F4) Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. |
| 6 | Derivative | Warrant (Right to Buy) | 2023-07-18 | A | A | 151,881 | $0.00 | 151,881 | I See footnote | $11.50 · — to — | 151,881 Common Stock | (F3) The securities are held by the Rodgers Massey Revocable Living Trust for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. (F4) Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. |