Form 4 for SPWR SunPower Inc.
Accepted 2023-07-20 00:00:00 ET · period of report 2023-07-18 · accession 0001209191-23-043000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-07-20 | 2023-07-18 | SPWR | Whatley Devin | Dir | A - Grant | $0.00 | +6.03M | 198.3K | New | $0 |
| DMI | 2023-07-20 | 2023-07-18 | SPWR | Whatley Devin | Dir | A - Grant | $0.00 | +2.37M | 62.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-18 | A | A | 5,832,054 | $0.00 | 5,832,054 | I See footnote | — | — | (F1) Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. (F2) These securities are held directly by Ecosystem Integrity Fund II, L.P. on behalf of itself and as nominee for Ecosystem Integrity Fund II-A, LP (collectively, the "Ecosytems Funds"). The Reporting Person is a managing member of the entity that is the general partner of the the Ecosystem funds, which own the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2023-07-18 | A | A | 198,346 | $0.00 | 198,346 | I See footnote | — | — | (F1) Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. (F3) These securities are held directly by EIF CS SPV LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 3 | Derivative | Warrant (Right to Buy) | 2023-07-18 | A | A | 482,969 | $0.00 | 482,969 | I See footnote | $2.08 · — to — | 482,969 Common Stock | (F2) These securities are held directly by Ecosystem Integrity Fund II, L.P. on behalf of itself and as nominee for Ecosystem Integrity Fund II-A, LP (collectively, the "Ecosytems Funds"). The Reporting Person is a managing member of the entity that is the general partner of the the Ecosystem funds, which own the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F4) Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. |
| 4 | Derivative | Warrant (Right to Buy) | 2023-07-18 | A | A | 1,824,243 | $0.00 | 1,824,243 | I See footnote | $11.50 · — to — | 1,824,243 Common Stock | (F2) These securities are held directly by Ecosystem Integrity Fund II, L.P. on behalf of itself and as nominee for Ecosystem Integrity Fund II-A, LP (collectively, the "Ecosytems Funds"). The Reporting Person is a managing member of the entity that is the general partner of the the Ecosystem funds, which own the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F4) Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. |
| 5 | Derivative | Warrant (Right to Buy) | 2023-07-18 | A | A | 62,041 | $0.00 | 62,041 | I See footnote | $11.50 · — to — | 62,041 Common Stock | (F3) These securities are held directly by EIF CS SPV LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F4) Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. |