Form 4 for NGS NATURAL GAS SERVICES GROUP INC

Accepted 2023-07-25 00:00:00 ET · period of report 2023-07-21 · accession 0001209191-23-043349 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-07-25	2023-07-21	NGS	Jacobs Justin	Dir	X - OptEx	$15.00	+9,100	921.5K	+1.0%	+$136.5K
DI	2023-07-25	2023-07-21	NGS	Jacobs Justin	Dir	X - OptEx	$0.00	-91	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-07-21	X	A	9,100	$15.00	921,508	I See footnote	—	—	(F1) The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
2	Derivative	Put Option (obligation to buy)	2023-07-21	X	D	91	$0.00	0	I See footnote	$15.00 · 2022-11-30 to 2023-07-21	9,100 Common Stock	(F1) The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.