InsiderTrades

Form 4 for CXM Sprinklr, Inc.

Accepted 2023-07-26 00:00:00 ET · period of report 2023-07-25 · accession 0001209191-23-043418 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-07-26 2023-07-25 CXM Ohls Paul Chief Revenue Off C - Cnv Deriv — +23.4K 753.7K +3% —
DM 2023-07-26 2023-07-25 CXM Ohls Paul Chief Revenue Off M - OptEx $2.14 0 11.6K New $0
D 2023-07-26 2023-07-25 CXM Ohls Paul Chief Revenue Off C - Cnv Deriv $0.00 -23.4K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-07-25 C A 23,351 — 753,733 D — — (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
2 Derivative Employee Stock Option (right to buy) 2023-07-25 M D 10,560 $0.00 337,440 D $4.10 · — to 2028-08-14 10,560 Class B Common Stock (F2) Fully vested and exercisable.
3 Derivative Class B Common Stock 2023-07-25 C D 23,351 $0.00 0 D — · — to — 23,351 Class A Common Stock (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
4 Derivative Class B Common Stock 2023-07-25 M A 11,706 $4.45 23,351 D — · — to — 11,706 Class A Common Stock (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
5 Derivative Employee Stock Option (right to buy) 2023-07-25 M D 11,706 $0.00 88,294 D $4.45 · — to 2029-12-10 11,706 Class B Common Stock (F3) One fourth (1/4th) of the shares subject to the option award vested on December 10, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
6 Derivative Class B Common Stock 2023-07-25 M A 10,560 $4.10 10,560 D — · — to — 10,560 Class A Common Stock (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
7 Derivative Employee Stock Option (right to buy) 2023-07-25 M D 1,085 $0.00 98,915 D $4.25 · — to 2029-05-15 1,085 Class B Common Stock (F2) Fully vested and exercisable.
8 Derivative Class B Common Stock 2023-07-25 M A 1,085 $4.25 11,645 D — · — to — 1,085 Class A Common Stock (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.