InsiderTrades

Form 4 for AMKR AMKOR TECHNOLOGY, INC.

Accepted 2023-07-27 00:00:00 ET · period of report 2023-07-25 · accession 0001209191-23-043571 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2023-07-27 2023-07-25 AMKR KIM JAMES J Dir, 10%, Member of 10% owner group (7) G - Gift $0.00 -887.6K 2.31M -28% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-07-25 G D 443,811 $0.00 1,867,747 I By self as Trustee of own GRATs — — (F5) On July 25, 2023, the JJK Trust distributed 443,811 shares of the Issuer's Common Stock to Susan Y. Kim. The Reporting Person and Susan Y. Kim are co-trustees of the JJK Trust. (F4) The Reporting Person is (i) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,867,747 shares of the Issuer's Common Stock, (ii) a trustee of trusts for the benefit of his immediate family members which own 13,124,330 shares of the Issuer's Common Stock, (iii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock, and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F3) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
2 Common Common Stock 2023-07-25 G D 443,811 $0.00 2,311,558 I By self as Trustee of own GRATs — — (F1) On July 25, 2023, the Qualified Annuity Trust under the James J. Kim 2020-1 Qualified Annuity Trust Agreement Dated 4/1/20 (the "JJK Trust") distributed 443,811 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to John T. Kim. The Reporting Person and Susan Y. Kim are co-trustees of the JJK Trust. (F4) The Reporting Person is (i) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,867,747 shares of the Issuer's Common Stock, (ii) a trustee of trusts for the benefit of his immediate family members which own 13,124,330 shares of the Issuer's Common Stock, (iii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock, and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) On June 27, 2023, the JJK Trust distributed 230,001 shares of the Issuer's Common Stock to the Reporting Person. Because the Reporting Person is the annuitant and a trustee of the JJK Trust, such distribution was a mere change in the form of ownership from indirect to direct and hence not reportable by the Reporting Person on a Form 4. (F3) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.